sec filings
Insider trades
Open-market buys and sales that company insiders report to the SEC on .
Side
Planned sales
Role
SWZ
Updated 10/6/2026, 2:28 PM ET.
| Stock | Side | Value | Insider | Shares | Avg price | Filed | Tags | Filing |
|---|---|---|---|---|---|---|---|---|
| SWZ Total Return Securities Fund | Buy | $11,530 | SELL MORITZ A Director | 2,000 sh | at $5.77 | Filed Sep 30, 4:00 PM ET | Filing | |
| SWZ Total Return Securities Fund | Buy | $115,814 | Dakos Andrew President and CEO, Director | 20,000 sh | at $5.79 | Filed Sep 29, 4:05 PM ET | Filing | |
| SWZ Total Return Securities Fund | Buy | $17,940 | SELL MORITZ A Director | 3,000 sh | at $5.98 | Filed Sep 1, 4:16 PM ET | Filing | |
| SWZ Total Return Securities Fund | Buy | $18,181 | Das Rajeev P Secretary | 3,066 sh | at $5.93 | Filed Aug 25, 4:05 PM ET | Filing | |
| SWZ Total Return Securities Fund | Buy | $5,910 | SELL MORITZ A Director | 1,000 sh | at $5.91 | Filed Aug 12, 4:00 PM ET | Filing | |
| SWZ Total Return Securities Fund | Buy | $14,770 | SELL MORITZ A Director | 2,517 sh | at $5.87 | Filed Jul 24, 4:00 PM ET | Filing | |
| SWZ Total Return Securities Fund | Buy | $8,780 | SELL MORITZ A Director | 1,483 sh | at $5.92 | Filed Jul 22, 4:22 PM ET | Filing | |
| SWZ Total Return Securities Fund | Buy | $35,581 | GOLDSTEIN PHILLIP Secretary, Director | 5,980 sh | at $5.95 | Filed Jul 8, 4:05 PM ET | Filing |